Social care council tax precept: the beginnings of an opportunity?

social care precept
The distribution of revenue raised for each council per head by the social care precept (Source: Richard Humphries at the King’s Fund)

First, some facts on where we are with local government and social care spending:

  • Local government saw a 37% real-terms cut in government funding between 2010/11 and 2015/16 (NAO (pdf), executive summary)
  • Adult social care expenditure fell by 8.7% in real terms between 2010/11 and 2014/15 (NAO (pdf), para 1.15)
  • There has been a corresponding fall in social care activity in all areas of social care: homecare, day care, nursing care and residential care (between 2008/09 and 2013/14 – when data is available) (NAO (pdf), figure 4)
  • Net local government spending per person (excluding public health, education, police and fire services) has been reduced by 23.4% between 2009/10 to 2014/15 (IFS (pdf), table 2.1)

Second, the effects of the social care precept. (Recall that the council tax precept for social care was introduced in the 2015 Spending Review, and is the ability of local government to raise council tax by up to 2%, as long as it is spent on social care.)

  • LGA analysis suggests the council tax precept for social care would raise £400million in 2016/17, but only if all 152 local authorities used the precept in full
  • The average Band D taxpayer would see an average rise of £24 in their council tax bill if the precept were used in full in 2016/17 (LGA)
  • (The LGA has previously estimated that the social care funding gap would grow by at least £700 million in 2016/17. The introduction of the National Living Wage will cost councils at least £340 million in 2016/17 on top of this gap)
  • Though the Treasury thinks the social care precept will raise £2billion by 2019/20, the King’s Fund notes the precept will (a) widen the gap in provision between richer and poorer areas, and (b) raise at most only £800m a year.

It’s hardly grounds for optimism is it?

And yet, I find myself wondering if there are reasons for hope in the social care precept? I suggest this for two reasons:

  1. By saying that social care costs can be met by a centrally-enabled (general) tax, it feels to me that the government has set a precedent for funding social care through general taxation. This has not been an option government has realistically considered before, though there are plenty of ways general taxes can be levied and used (see, for example, pp.31-37 of the final report of the Barker Commission (pdf))
  2. People will notice if their council tax bills rise. They’ll probably not appreciate it, and will want to know why their bills have gone up by an average of £24 for social care alone. We know that the general public has very little awareness of how social care is funded (see Chapter 2 of Ipsos Mori’s research for the Dilnot Commission (pdf)), so this therefore represents a communications opportunity that could begin to put social care (and how it is funded) on a par with the NHS in terms of public awareness.

It’s not much to go on, but the ability to make the case for adequate and sustainable funding for social care needs all the help it can get. The social care precept itself is neither adequate nor sustainable; but it might be the beginnings of an opportunity.

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We need to talk about outcomes

Someone to love, somewhere to live, somewhere to work and something to hope for

— Norman Kirk, Prime Minister of New Zealand (1972-4)

In our relatively short time on this planet, people want different things. Norman Kirk set out what he thought people wanted from life. Others might add having children (or not) or earning as much money as they can (or not) etc., whilst others might focus on the process of living a good life: being happy, feeling valued etc.

Somewhere there is probably a list of the top 5 things people want from life.

These sorts of things, though, are a long way away from what outcomes in public services tend to reflect.

Take a look at the NHS Outcomes Framework or the Adult Social Care Outcomes Framework, for example (you could pick any public services outcomes framework you like and the argument would be the same). There are some good outcomes in these which begin to get at what could make for a good life: “social care-related quality of life“; “service users with as much social contact as they would like“. There are also plenty of stinkers: “number of patient safety incidents” (pdf); “hip fracture: incidence” (pdf).

 

Growing Tree Sequence
Image via SiklosKert

Despite the talk of outcomes in public services, we seem to have lost sight of the things people want from their lives and so how public services can enable people to achieve them.

Instead, public services focus on areas pretty narrowly defined by what is in their remit – areas that at their best are secondary to what people most often say they want from their life as a whole – love, home, work, hope.

It’s in this gap between what public services seem to think they are there for and what people want from their lives that I suspect we find much of our trouble. If a professional doesn’t see how the interaction they have with a person can help achieve what the person wants in their life, and also isn’t required to think beyond what the service they work for requires them to concentrate on, then that public service is flawed.

I wouldn’t want you to misinterpret me: if we did away with “outcomes”, relied only on inputs and outputs and kept our fingers crossed that these sum to a difference in people’s lives, then we won’t get anywhere either.

But part of me – the hopeful part, you could say – wants to see love, home, work, hope etc. at the very top of what it is public services are there to enable. All the other “outcomes” could  remain, but we’d see them for what they are: as the means to the greater ends that public services should be there for.

What can we learn from the Right to Control?

The Right to Control was a new rights-based approach to support and services for disabled people. It brought together a range of government funding streams across social care, housing and employment with a view to improving people’s experiences across these funding streams and, ultimately, improving people’s lives.

I write about it in the past tense because the Right to Control is no more. The pilot ran for two years from December 2009 with a further extension until the end of December 2012. A Ministerial decision in 2014, however, decided not to roll-out the Right to Control any further.

The decision was based in large part on the findings of a formal evaluation (pdf). This

did not find any evidence of the Right to Control having a positive impact on customers, either in terms of their experiences of applying for and organising support or services, or in terms of their day-to-day lives, including employment outcomes.

The evaluation notes, however, this lack of evidence is most likely due to the fact people did “not experience the intended Right to Control customer journey” and that the short space of time for which the pilots existed may not have been sufficient for the full effects of Right to Control to be felt.

What was unique about the Right to Control, compared to pilots regarding Individual Budgets (as were) and Personal Health Budgets (as are) was its attempt to unify – to integrate – funding streams around an individual. It was therefore similar to parts of what the Integrated Personal Commissioning programme is seeking to achieve.

The question is this: What can we learn from the Right to Control? From my reading of the evaluation, other documentation available around the Right to Control, and from conversations with colleagues who were heavily involved in several of the pilot areas, I would suggest eight (by no means comprehensive) things we can learn*.

1. Create demand from the bottom-up by building the understanding and expectations of people who could benefit from the change. There is no point having new rights or the potential for more choice and control if the people these are intended to benefit aren’t aware of them or equipped to expect them. This isn’t just limited to people who use services, either: carers and staff are also important to focus on. For example, employment support in a northern pilot area worked so well under the Right to Control because there were two Disability Employment Advisors who were looking for a way to change a system they saw every day wasn’t working for the people they supported. The Right to Control gave them a vehicle to change things.

2. To build meaningful demand, market development must start as soon as possible. The Right to Control evaluation notes the following specific conditions needed to be in place: (1) People were aware they could request changes; (2) People had information and advice to make confident choices; (3) People had meaningful choices. The first two are extensions of my first point. The third – meaningful choice – is facilitated by two vital, complementary process: (1) coordinated care and support planning, and (2) market development. I’ll deal with coordinated care and support planning in a separate post. On market development, the most important lesson from the Right to Control is that market development didn’t start soon enough. It takes time to start, (re)negotiate or end contracts and agreements with providers of all sizes, to inform and work with them of the types of changes anticipated, to keep people and staff up-to-date on changes to the local ‘market’, and all the other similar activities that make for successful market development. Start early on market development, and be proactive about it.

3. The third lesson is no surprise at all: change on this scale takes time. By “change” I mean both practical and cultural change. Practically, for example, it took around twelve months in most of the Right to Control pilot sites just to get the right people around the table and to start having the right kinds of conversations. Where most good progress was made was for people with mental health problems accessing employment support. The reason for this was because the then Community Mental Health Teams became the most common entry points into the Right to Control because of greater partnership working that had existing from before the Right to Control pilot started. Of course, change taking time is no great lesson, but it is one that bears repetition, especially when the current demands on public services in health and social care are so pronounced, and when numbers are seemingly the only way we can convince people of progress.

4. One of the biggest cultural barriers in the Right to Control is represented by the question: “Whose money is it anyway?” Reasonably often, local managers referred to budgets as “their money”, resulting in difficulties in pooling budgets or integrating them around individuals. It’s actually a very good question, and surfacing these types of questions and discussing them was seen to help progress towards the Right to Control’s aims.

5. User responses to the question of “whose money is it anyway?” are probably best captured by this paraphrase:

We don’t give a toss where the money comes from – we just want a life.

What enabled this voice to be heard was co-production of the Right to Control. Co-production itself was therefore a major driver in changing attitudes, which helped to create confidence, support and a shift in relationships and mindsets between “professionals” and “people”. (It’s worth noting the formal evaluation concluded co-production would last well beyond the life of the Right to Control pilots themselves – a point proven so far, writing from the distance of 18 months since the programme finished.)

The last three lessons from the Right to Control are strategic ones that should be cause for reflection at higher levels in local government, health bodies and central government.

6. The first is to recognise that funding streams need to be integrated locally because they are separated centrally, i.e. government is asking local areas to merge budgets that they themselves had split up in the first place. As a participant in the evaluation ruefully notes:

What we need to do is look at pooling budgets at a much higher strategic level. It’s very difficult to align funding streams once the money is allocated, if not impossible, so hence the focus on pooling budgets at a much higher level, to have the one-pot approach.

Anything that central agencies can do to integrate funding as soon as possible should be done is the lesson to take from this.

7. The second is to be consistent in the intentions and outcomes of the programme. The Right to Control started as a new legal right to support disabled people to have better lives; it ended (via the evaluation) with a decision that questioned its economic efficiency and impact on primarily social care measurements. What if the evaluation had captured stories from two sites about people with learning disabilities signing housing tenancies for the first time, or fifty people gaining employment because of direct control over funding they never knew was previously spent on them?

8. This links to the final lesson: the Right to Control didn’t connect politically at either a local or national level. The Right to Control squarely support two significant agendas that have existed since 2008 – prevailing attitudes to public services (the idea of empowered consumers) and the zeitgeist of austerity (more for less) – and yet remained unloved, to the point where it was ended and largely forgotten. Reflecting on why it didn’t connect and the roles that different people/organisations could have played in addressing is useful for any current or future change programme.

There are many other areas of learning that can be drawn from what the Right to Control did and didn’t achieve during its time. In the ones above I’ve drawn out the ones that seem most relevant to me for current and future public service reforms, not least of which is Integrated Personal Commissioning and what it seeks to achieve.

*I should note that I was involved in the Essex Right to Control Trailblazer.

Healthwatch shortchanged: I am Jack’s complete lack of surprise

News from Healthwatch England today that:

around a quarter of the £43.5 million made available by the Department of Health to fund local Healthwatch has failed to materialise in local Healthwatch accounts.

Collectively the 148 local Healthwatch organisations have received £10 million less than was outlined in the budget by the Health Secretary

The money has either gone missing when it was allocated to DCLG to give to local authorities, or when local authorities themselves allocated it to local Healthwatch.

I’d love to say this was a one-off, but unfortunately it’s not. I previously pointed out:

although £27m was allocated for LINks, Councils only spent £24.3m of it on LINks – they effectively creamskimmed 9% off the budget

and concluded there was “no guarantee they won’t do the same for local [Healtwatch]”. Sure enough, that’s what’s happened.

There will be talk of “commissioning and procurement” costs, as well as “building” and “other overheads”, but that’s all crap, and local government* / DCLG will know it.

Two things really stick in the craw about this:

  1. Healthwatch is a statutory requirement. If this is being done for something that’s legally required, what the heck is being done to things that don’t have the same underpinning (such as advocacy?)
  2. Notwithstanding the overall very difficult financial climate, local councils often get support to meet their own statutory requirements. For example, they were given £11.3m in 2013/14 to collect new information regarding adult social care services (itself more than the amount local Healthwatch are missing).

As I tweeted:

What a load of bollocks.

(Original news via HSJ)

*I am actually a fan of local government, but sometimes it really doesn’t help itself.

Local Government Top Trumps

An idle thought about a game with what I predict would be limited but passionate devotees: Local Government Top Trumps.

(Talk about the Long Tail.)

It would be for upper-tier local authorities, and my first stab at the categories would be as follows:

  • Gloriousness of town hall architecture – e.g. Manchester Council would do well whereas Buckinghamshire CC wouldn’t)
  • Worst strapline (the worse the better) – tough category, as you can tell from this list
  • Overall budget – from here (higher the better)
  • Political stability – the fewer changes over the last 50 years the better
  • Appetite for publicity (Barnet, Suffolk = high, Rutland, Bournemouth  = low)
  • Council with worst Ward on indices of deprivation (derived from here – we all know Councils like to boast that they have the poorest ward in the country)
  • Distance from London (the greater the distance the better its score: literal localism)

What do you think? And what categories would you suggest? Leave a comment or tweet me (@rich_w) and we’ll see if we can come up with a definitive set of categories.

(If people are genuinely interested in this as an idea, and for a bit of fun, I’d be happy to bring together some sort of crowdsourcing campaign and get maybe 2-300 sets produced and circulate to people. It would be a revenue-neutral affair, but we’d all have something fun and lovely we can play with.)

Cabinet Office launches Commissioning Academy

After highlighting some of the best resources available on commissioning and procurement last week, it would be silly not to mention the new Commissioning Academy, launched by the Cabinet Office at the end of last week.

The Commissioning Academy will:

bring commissioners from different parts of the public sector together to learn from the example of the most successful commissioning organisations. It will develop a cadre of professionals who are progressive in their outlook on how the public sector uses the resources available.

The programme aims to help commissioners deliver more efficient and effective public services. Success will mean commissioners embracing new and innovative forms of delivery, better outcomes for citizens and better value for money.

A brochure for the Commissioning Academy is here and a framework document, which summarises what commissioning means to the Commissioning Academy, is here.

You can find the Commissioning Academy on Twitter @CommissioningAc.

The most useful resources on commissioning and procurement

Commissioning, procurement and how accessible public sector contract opportunities are to voluntary sector organisations will always be a considerable issue. It’s one that isn’t short of people’s time, thoughts and efforts – either in the past, present or future.

Such efforts tend to fall into one of 3 categories:

  1. Resources that support voluntary sector organisations to be better at responding to procurement / tendering opportunities (toolkits, masterclasses, training courses etc.)
  2. Resources that support commissioners to make procurement and tendering more accessible for voluntary sector organisations (example policies, legislative or regulatory incentives etc.)
  3. Examples of where efforts have worked in practice (case studies, events etc.)

It wouldn’t be an exaggeration to say there are hundreds of publications dedicated to this topic. This post very briefly notes some of the most useful resources on commissioning and procurement that already exist or are on their way in each of the above, particularly for disabled people’s user-led organisations.

Resources that support voluntary sector organisations / DPULOs

Resources that support commissioners

Practical case studies

By definition, this post hasn’t tried to capture all resources on commissioning and procurement. However, if there are particularly good resources that aren’t included in the above please do let me know in the comments below or via Twitter (@rich_w).

Demos’s report on pre-payment cards

I’ve just had a quick read of Demos’s report published today on pre-payment cards.

Recall that pre-payment cards (also called prepaid cards) are like debit cards, where funds are loaded into an account linked to the card and then spent by the card holder until the balance reaches zero. They can be used to make purchases, set up direct debits or standing orders, and sometimes withdraw cash at ATMs.

There has been an increased usage of pre-payment cards by local authorities, especially in the area of administering Direct Payments in social care, and the Demos report makes recommendations about them being considered for wider use, for example in benefits administration and other forms of public payments.

The topic of pre-payment cards is an emotive one, since it symbolises the concept of the state potentially or actually prescribing what Direct Payments or benefits can be spent on. This is fascinating in itself because, as the report highlights, pre-payment cards are essentially a question of the “nitty-gritty of implementation”.

Of course, I have views on pre-payment cards and whether they should be used. This comes from being pretty heavily involved in two areas of work – Direct Payments implementation and making the Right to Control a reality – and especially from the perspective of service users. I’m painfully familiar with the both the advantages and disadvantages that can arise in making payments to people or trying to integrate several types of payment. As I told the judge, I now know more about the appearances of money laundering than I probably should do.

For those interested in the issues, the Guardian has an article by Ally Fogg which covers a lot of the debate.

The wider point to make, though, is that Demos should be congratulated for at least bringing the topic out into the open. Pre-payments cards are a growing phenomenon and there is a need for an open debate on their merits and demerits, rather than their use growing in the absence of a debate.

It would be great if a space could be created in which this debate can take place that brings together users, public bodies, government and those providing pre-payment cards.

The case for coproduction – made in March 1788

Karl Wilding – a brilliant and ridiculously nice man – recently tweeted:

Karl’s is such a straightforward observation that belies how odd thinking about public services and the quest for innovation or newness is.

This reflection was further proven by this brief part of the Federalist Paper 73, where Publius (actually Alexander Hamilton) wrote the following in his discussion of the Executive branch’s powers over the Legislature:

The oftener the measure is brought under examination, the greater the diversity in the situations of those who are to examine it, the less must be the danger of those errors which flow from want of due deliberation, or of those missteps which proceed from the contagion of some common passion or interest.

It is far less probable, that culpable views of any kind should infect all the parts of the government at the same moment and in relation to the same object[.]

I’ve read many justifications and reasons for coproduction in public services. Hamilton’s two sentences above serve as one of the best there is, and was written in March 1788.

Shopmobility Lochaber’s experience of implementing PQASSO #dpulo

PQASSO is a quality assurance system that many Voluntary & Community Sector organisations – including DPULOs – think about. Below, Shopmobility Lochaber – a DPULO based in Inverness-shire, Scotland – share their detailed experiences of obtaining PQASSO.